The Securities and Exchange Commission (SEC), the Economic Crime Suppression Division of the Royal Thai Police (ECD) and the Thai Digital Asset Operators Trade Association (TDO) jointly organized a workshop to exchange information on cyber scams as well as identification and examination of crypto nominee accounts for representatives from public and private sectors. On this occasion, Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave welcoming remarks and presided over the opening c...
related risks and opportunities the organization has identified over the short, medium, and long term. C2.1a, C2.3, C2.3a, C2.4, C2.4a a) Describe the organization’s processes for identifying and assessing
environmental problems solving. Besides, in the endeavor to foster sustainable growth of the economy, the SEC has laid down a roadmap for a conducive ecosystem development covering six key areas, namely, (1
identifying areas for improvements to advance the audit quality in Thailand to the global level. In February 2013, the SEC hosted a seminar for audit committees on the topic, “Audit Committee: How to best
CONDUCT FUNDAMENTALS FOR CREDIT RATING AGENCIES As described in the IOSCO CRA Principles, CRAs should endeavor to issue credit ratings that help reduce the asymmetry of information that exists between rated
present best practices in integrating ESG information. “Guidance for Integrating ESG Information into Equity Analysis and Research Reports” covers identifying ESG information, assessing materiality of ESG
six months. After the client fell for the solicitaion and transferred in the money, Pisist recorded false information in the company's documents by identifying the transferred money as his older
company's shares, had prepared and submitted incomplete and inaccurate information. The said information was material for identifying the persons who had taken benefits from having access to or learning of
, and require the service users to disclose information on their digital asset wallets for the purpose of identifying the account owner. In addition, on 4 November 2021, the SEC Board Meeting No. 17/2564