The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

Platform Net Zero Platform Logistics Tracking Platform Tracking Device Credit/Debit QR Code Staff Identify Charging Station Platform IOT Control Device To achieve sustainability and NET ZERO – Carbon

the characteristics of their opinions). 11.3 Heads of Internal control and compliance (1) Identify the head of the internal control unit and that of the compliance unit (if any); In case of outsourcing

structure 11. Corporate governance 12. Social responsibility 13. Internal control and risk management 14. Related party transactions 2.4 Financial position and operating results 15. Important financial

in Thailand to the highest level in line with international standards.  IFAIR conducted this survey for the first time with the objective to identify the level of inspection activity and common

guidelines. 9. The organization can identify and assess changes that could have impacts on the system of internal control. Questions Yes No 9.1 The company assesses changes of external factors which could

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

skill, care and diligence; (3) management and control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4

diligence; 2 (3) management and control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4) financial