) Ethical requirement (ER): Compliance in this area was found insufficient in some firms, such as inadequate independence compliance testing due to the findings on incomplete identification of related parties
September to the 15th day of December of the year when such approval will expire. Please enter search criteria. Name - Surname Or Approval Identification Number Specify Name or Surname Specify Approval
, strategy, policy and operational plan shall be harmonized with fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company
fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company shall: (1) have personnel in an adequate number for all types of
operational plan shall be harmonized with fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company shall: (1) have personnel
workshop to exchange information on cyber scams as well as identification and examination of crypto nominee accounts for representatives from public and private sectors. On this occasion, Ms. Jomkwan
Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives
investor rights protection. With regard to the class action lawsuit, the SEC is of the view that it will facilitate shareholders in their collective action lawsuits and help them attain justice more
respect of CSR and anti-corruption has been appreciated, levels of progress among them remain vary. As such, the SEC urges them to give priority on and continuously develop to attain sustainability. In this
maintain a capital adequacy ratio of no less than 200% and attain no less than three latest consecutive calendar years of net profits, (2) revising the timeframe for corrective actions by REIT managers