นวัตกรรมผ่าน regulatory sandbox ในการประชุม Joint Regional Consultative Group for Asia (RCGA) and IOSCO APRC High-level Workshop ที่จัดต่อเนื่องกันด้วย นอกจากนี้การประชุมยังเปิดให้มีการอภิปรายร่วมกันระหว่าง
นางพรอนงค์ บุษราตระกูล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมการประชุม Asia Green Transformation (GX) Consortium และ Asia High-level Financial Regulators
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมงาน "2021 UN Women WEPs Awards High-Level Dialogue: Envisioning the future for a more gender
through ASEAN Linkage has been in effect. This will attract and promote investment in the capital markets and equalize tax burden between selling of securities through the Thai bourse and through ASEAN
summarized below: Key Achievements in 2008: 1.Market development and global linkageIn preparing the Thai capital market for global linkage, the SEC has taken further steps to implement the earlier announced
Bangkok, September 19, 2011- The SEC proposed amendment to the Securities and Exchange Act B.E. 2535 (SEA) regarding provisions against unfair securities trading practices and supporting capital market linkages in consistence with Capital Market Development Master Plan. Summarized proposals to revise provisions against unfair securities trading practices are as follows: 1) Insider trading: elements of crime will be revised to be more concise and comprehensible as well as extended to cover non-in...
Under the DR Linkage, depositary receipts representing securities listed on one market will be issued for trading on the other. The enhanced connectivity between the two markets will increase cross
conference. The conference provided a forum for high-level officials within the region to discuss ways toward regional development and linkage of equity markets in ASEAN. Greater collaboration among ASEAN
than his/her risk tolerance level can do so after signing for acknowledgement of such higher risk level; 3. Requiring money market funds and fixed income funds with daily redemption feature to provide
suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order