The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Digital Economy and Society, the Anti-Money Laundering Office, and key capital market alliances, has launched an "Anti-scam Hotline” scheme to provide direct channels for reporting investment scams at tel. 1207 ext. 22, or via SEC website at www.sec.or.th/scamalert, or email at scamalert@sec.or.th. The SEC has expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to...
underpin sound eco- nomic growth and help reduce risks. Topics the Roundtable will examine in the future include: board nomination and election, shareholder engagement, and effective enforcement to encourage
the Stock Exchange of Thailand (SET), who acts as a front-line regulator responsible for real time surveillance and monitoring of all securities trading. Previously, the SET had primarily concluded that
. (Acceptance and Continuance of Client Relationships and Specific Engagements) 5. (Resources) 6. (Engagement Performance) 7. (Information and Communication) 8. (Monitoring and Remediation Process)
UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
financial frauds and scams, in new and old forms, is also essential. Insightful investment knowledge will help investors take precautions and protect themselves from falling victim to those fraudsters and
baht to support the 2024 Automated Telemetry Station Maintenance Project. This contribution aims to assist communities in disaster prevention, monitoring, and preparedness to effectively respond to
the credit rating process CRAs should endeavour to issue opinions that help reduce the asymmetry of information among borrowers, lenders and other market participants; Independence and conflicts of
เสริมสร้างและรักษากลไกการทำงานของระบบซื้อขาย ให้มีความเป็นระเบียบเรียบร้อย (market surveillance) ระบบชำระราคาและส่งมอบสินทรัพย์ดิจิทัล ระบบการรับลูกค้า การพิสูจน์ยืนยันตัวของลูกค้า ระบบการรับลูกค้า