governance frame- work. For instance, in Asia the prevalence of controlling shareholders might require more focus on independence of the board to monitor the management and effective protection of minority
List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
Today (February 3, 2004), the Office of Securities and Exchange Commission (Office of the SEC) appointed ?Accounting and Governance Steering Group? who will support the Office of the SEC?s policy in
unlisted companies. Corporate governance involves a set of relationships between a company’s management, its board, its shareholders and other stakeholders. Corporate governance also provides the structure
Thai Knowledge for Capital Market - Governance × Home > องค์ความรู้ตลาดทุน > ธรรมาภิบาลและความยั่งยืน
Thai Knowledge for Capital Market - Governance × Home > องค์ความรู้ตลาดทุน > ธรรมาภิบาลและความยั่งยืน
Bangkok, 23 February 2017 ? The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven
may be deemed insider trading and front running to take advantage of the fund under his management and the investing public, the SEC reaffirms a thorough and transparent investigation into the matter
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 01/12/2016 - 16/12/2016