Bangkok, February 21, 2014 ? The SEC is seeking public comment on revising the regulations concerning independent directors of licensed securities and derivatives business operators. The proposed
Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
the qualifications of independent directors and audit committees of listed companies ("Company") to reduce redundancy and provide clearer requirements as well as improved audit committee charter in line
The SEC has advocated all listed companies to state in their annual reports (form 56-2) and annual registration statements (form 56-1) additional disclosures on (1) definition of independent
that at least one-third of the board members be independent directors. Postponed from the Annual General Shareholders? Meeting (AGM) of this year to allow listed firms more preparation time in light of
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานเสวนา หัวข้อ “Strengthening Good Corporate Governance by Audit Committee and Independent Director: Experiences from Fraud Cases
MACO will seek approval from the shareholders’ extraordinary meeting on 14 January 2020, for the following transactions: (1) Acquisition of 50 percent of the total shares of Hello LED, which possesses the ownership or the leasehold right over the billboard and LED digital advertising media, at the amount of 1.95 billion baht*; (2) Private placement of 1,080 million newly issued shares to PLANB (accounting for 19.96 percent of the paid registered capital after th...