SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
SEC Secretary-General Rapee Sucharitakul said “As of the 2nd quarter of the year 2018, the PVD had been continuously growing, as the number of employers had increased by 788 to a total of 17,866
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
: Unapproved public offering of digital token (Disclosure Date : 02/06/2020)
: Unlicensed securities and derivatives business (Disclosure Date : 12/03/2021)
: Unlicensed securities and derivatives business (Disclosure Date : 17/03/2021)
: Unlicensed digital asset business (Disclosure Date : 18/01/2023)
: Unlicensed securities and derivatives business (Disclosure Date : 05/04/2021)
: Unlicensed securities and derivatives business (Disclosure Date : 20/01/2023)
: Unlicensed securities and derivatives business (Disclosure Date : 13/08/2021)