, former executives of United Securities Plc., Mr. Somdaj Leeswadtrakul, as well as Mr. Suriya Lapvisuthisin to trade RICH shares in concealment through 15 related persons’ securities trading accounts. They
issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor
assets. Under the royal decree, they must obtain licenses to operate digital asset businesses from Ministry of Finance. SEC has a duty to standardize business practices to ensure that operators are well
considered as executive as well. Therefore, both Manager Z and Assistance CFO Y are regarded as “executives". Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Ministerial
chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor and deter money laundering. ICO issuers must be a company established under Thai law, with
standardize business practices to ensure that operators are well-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test
amendments includes: (1) Amending provision prescribing natures of giving investment advice to Thai investors on capital market products denominated in foreign currency that are not being regarded as
Chantanayingyong, SEC Deputy Secretary-General said that ?Previously, expected timing of the SEC approval for securities offering or fund establishment as well as projected profits of listed companies resulted from
). Also, helping SMEs to access funds in the capital market and use the proceeds to develop and increase their competitiveness in the industry as well as providing SMEs with sufficient liquidity to carry
been well-receptive during the past two years. Today event aimed to recognize the success of 16 companies approved to launch the IPOs under the specified criteria. Along with those companies, the