safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by
of conduct governed by Clause 11 (1) in the Notification of the Office of the Securities and Exchange Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct dated
unprofessional, spread rumors and potentially affected stock market prices. It was also in violation of the rules of conduct as governed by Clause 11(2) in the Notification of the Office of the Securities and
attend the extraordinary general meeting on 26 August 2018 and exercise their rights as shareholders to safeguard their own interests in accordance with the law. -------------------------
accounts to transfer fund or digital assets in order to safeguard themselves from frauds. Investors are strongly advised to contact Bitcoin Co. Ltd. (BX) via its website at https://bx.in.th/ only. The
find sufficient and referential information for the benefit of unitholders violated the rules of conduct for fund managers as governed by the SEC?s Notification SorNor. 43/2544 Re: Rules, Conditions and
governed by the securities law and the results by proven evidence and in line with other similar cases in the past. As to the public?s concerns over the UBS clarification, the SEC will request the
to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification
announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already governed