Facebook page "Give Financial Advice" impersonates “CP ALL Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 11/09/2024)
in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest
Facebook Page อ้างชื่อ Give Financial Advice - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 11/09/2567)
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this regard, SEC has reviewed regulations on the operation of investment management business as presc...
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 21/08/2009 - 28/08/2009
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 04/06/2008 - 12/06/2008
Thai Resource Center × Home > Sustainable Finance > Resource Center > Resource Center for
Thai SEC Complaint Center เกี่ยวกับ ก.ล.ต. × Home > เกี่ยวกับ ก.ล.ต. > ติดต่อ ก.ล.ต. > SEC Complaint
Thai resource-center-TransitionFinance × Home > Sustainable Finance > Resource Center > Resource