SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
Facebook page Little Muppet 70313272 : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Facebook Page Little Lady Boutique : Unlicensed securities and derivatives business (Disclosure Date : 24/08/2022)
Facebook Page Little Lady Boutique - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 24/08/2565)
Facebook page Little Muppet 70313272 - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 07/07/2566)
BBL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 21/02/2022 - 25/02/2022