SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
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same quarter in 2017 decreased from get loss in amount of THB 45.45 million to get loss in amount of THB 4.04 million or decreased THB 41.41 million due to the aforementioned reasons. Please be informed
promotion was higher. Net Profit of Company’s operation Net Profit of the group of the Company’s operation for the quarter ended March 31, 2019 comparing with the same quarter in 2018 decreased from get loss
reduce investor complaints arising from misunderstanding about expected returns, which might lead to weaker confidence in the overall fund industry. The draft amendment requires that investor contacts get
immunity check-up simulator or learn more about asset investment. Visitors can also get to know the newest full-service consulting service, which is accessible to people of all financial backgrounds
prescribed thereunder by SEC Board, CMSB or SEC Office; or (2) Rules that get insignificant revision while maintaining the original essence such as reclassification of subject matter or correcting
to ensure that asset management companies have standardized work and also ensure that they are consistent with conditions for tax privileges. The investors investing in SSF units could get
-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital
according the asset acquisition from connected person which is the middle size of related transaction of listed company rule. Therefore, the company is obligated to get approval from the Board of Directors