SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
excellent period to understand that saving is a basic skill in life.” SEC booth will consist of a variety of activities that would teach kids how to spend and save their money, via the game “A Need or A
investment returns must disclose the internal rate of return (IRR) to give investors information about both short-term and long term returns they expect to get before making an investment decision.For
Thailand’s transition to a low-carbon economy will require greater investments with sustainability impact for which responsible capital markets are best-placed to provide.To get there, SEC Thailand
advice for going public, get exemption of application fee for an approval of public offering of shares and application fee for listing of ordinary shares as listed securities from the SEC and the SET
Approval of Auditors ; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I entirely understand the generally accepted
the Notification of the SEC Office regarding Approval of Auditors; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I
of Foreign Auditors in the Capital Market. 5. I entirely understand of the code of ethics for professional accountants and I will perform audit works complying with the code. 6. I entirely understand
เปลี่ยนบริษัทจัดการของกองทุน GET: https://api.sec.or.th/FundFactsheet/fund/ {proj_id}/ fund_manager ชื่อ Field / รายละเอียด seq / ลำดับ (เรียงจากล่าสุด) unique_id / รหัสบริษัทจัดการ efft_date / วันที่มีผล
to check if they are ready before making an investment decision as to whether they understand digital assets, understand the right to be received from digital assets, and understand and accept the