SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
เปลี่ยนบริษัทจัดการของกองทุน GET: https://api.sec.or.th/FundFactsheet/fund/ {proj_id}/ fund_manager ชื่อ Field / รายละเอียด seq / ลำดับ (เรียงจากล่าสุด) unique_id / รหัสบริษัทจัดการ efft_date / วันที่มีผล
same quarter in 2017 decreased from get loss in amount of THB 45.45 million to get loss in amount of THB 4.04 million or decreased THB 41.41 million due to the aforementioned reasons. Please be informed
promotion was higher. Net Profit of Company’s operation Net Profit of the group of the Company’s operation for the quarter ended March 31, 2019 comparing with the same quarter in 2018 decreased from get loss
to ensure that asset management companies have standardized work and also ensure that they are consistent with conditions for tax privileges. The investors investing in SSF units could get