Currently, there are SMEs and startups with good potential for growing into large enterprises. However, they lack broad funding tools and face limitations that prevent them from listing on SET and
Bangkok, April 2, 2015 ?The SEC and the Department of Business Development (DBD) of Ministry of Commerce have jointly promoted ?crowdfunding? as an alternative fundraising channel for small and medium-sized businesses (SMEs) and startups. Crowdfunding will help widen access of those businesses to lower cost sources of finance, which will support their business strengths for the age of AEC and international connectivity. Vorapol Socatiyanurak, SEC Secretary-General said, ?In Thailand, SMEs accoun...
Facebook page "Amazon C0ffee Daily Funding" : Unlicensed securities and derivatives business (Disclosure Date : 23/07/2025)
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
ภาคผนวกแนบท้าย แนวปฏิบัติแนวทางการโฆษณา Funding Portal ภาคผนวกแนบท้าย ประกาศแนวปฏิบัติ ที่ นป. 1/2567 เรื่อง แนวปฏิบัติเกี่ยวกับการโฆษณาสำหรับผู้ให้บริการระบบคราวด์ฟันดิง และบริษัทที่เสนอขายหลัก
procedures to support funding of startups. Direct investment in startups or indirect investment through VC and PE Trust is eligible for the tax benefit. The SEC regulations have been published in the
Facebook page "คาเฟ่เอเมซอน Amazon Trading Funding" : Unlicensed securities and derivatives business (Disclosure Date : 22/07/2025)
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the