KASIKORN ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 14/09/2017 - 02/10/2017

KASIKORN ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 14/09/2017 - 02/10/2017

KASIKORN ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 14/09/2017 - 02/10/2017

KASIKORN ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 14/09/2017 - 02/10/2017

appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.

appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.

member country to undertake, including but not limited to, the regulated activity specified in this Handbook. • Comply with the fit and proper criteria. ELIGIBLE PROFESSIONAL VALIDITY PERIOD 2 years

any act that is detrimental to the interest of investors; or (2) Where any of its Recognised Representative, where applicable, cease to be fit and proper; or (3) Where any of its Recognised

eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities

which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC​ Complaint / Inquiries SEC Complaint Form SEC