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Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6452

SEC encourages audit firms in the capital market to disclose firm inspection reports on SEC website

, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9346

Result of IPO Sale Reports - FIRM : FRASERS PROPERTY INDUSTRIAL REIT MANAGEMENT (THAILAND) COMPANY LIMITED

Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/r81_1.php?lang=e&ref_id=74&content_id=1

SEC reveals progress on study on audit firm-auditor supervision laws in foreign country to hasten Thai oversight system

In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8525

รายงานผลการขาย IPO - FIRM : บริษัท เฟรเซอร์ส พร็อพเพอร์ตี้ อินดัสเทรียล รีท แมนเนจเม้นท์ (ประเทศไทย) จำกัด

ประเภทหลักทรัพย์ : ทรัสต์เพื่อการลงทุนในอสังหาริมทรัพย์ (REIT) | วันที่มีผลใช้บังคับ : 08/12/2557 | วันที่ปิดการขาย : 00/00/0000

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/r81_1.php?lang=t&ref_id=74&content_id=1

Disclosure Business News - THAI ENERGY STORAGE TECHNOLOGY PUBLIC COMPANY LIMITED

Disclosure Business News - THAI ENERGY STORAGE TECHNOLOGY PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:26 Disclosure Business News THAI

https://market.sec.or.th/public/idisc/en/viewmore/setnews?searchSymbol=3K-BAT

Company Profile - THAI ENERGY STORAGE TECHNOLOGY PUBLIC COMPANY LIMITED

Company Profile - THAI ENERGY STORAGE TECHNOLOGY PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:19 Company Profile THAI ENERGY STORAGE

https://market.sec.or.th/public/idisc/en/companyprofile/listed/3K-BAT

Property Fund Prospectus - MONTRI : 101 Montri Storage Property Fund

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 16/06/2009 - 26/06/2009

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=P&PID=0244&PYR=2552

Property Fund Prospectus - M-STOR : MFC-Strategic Storage Fund

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED| | Offering Date : 25/06/2009 - 02/07/2009

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=P&PID=0278&PYR=2552

Property Fund Prospectus - SSTSS : SUBSRITHAI SMART STORAGE PROPERTY FUND

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 22/07/2014 - 31/07/2014

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=P&PID=0526&PYR=2557