KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 14/09/2006 - 22/09/2006
Bangkok, February 16, 2006 ? The SEC has decided to suspend a former fund manager from the list of approved persons and to penalize an asset management company for inappropriate management of mutual fund investments. 1. Suchart Techaposai, former executive vice president, chief investment officer and mutual fund manager of AJF Asset Management Co., Ltd., made a careless, imprudent decision to invest in bills of exchange issued by Picnic Corporation Plc. ("PICNI"). The SEC, therefore, suspen...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
บริษัท หลักทรัพย์จัดการกองทุนเกียรตินาคินภัทร จำกัด|อสังหาริมทรัพย์ สำหรับผู้ลงทุนทั่วไป ประเภทระบุเฉพาะเจาะจง (กอง 1) | วันที่เสนอขาย : 14/09/2549 - 22/09/2549
ประเภทหลักทรัพย์ : ทรัสต์เพื่อการลงทุนในอสังหาริมทรัพย์ (REIT) | วันที่มีผลใช้บังคับ : 10/08/2565 | วันที่ปิดการขาย : 01/09/2565
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 10/08/2022 | Close Selling Date : 01/09/2022
Suvarnabhumi Airport. The SEC has also forwarded the matter to the Office of the Auditor General for further examination as well as to the Ministry of Finance and the Ministry of Transport for consideration
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the
Bangkok, December 24, 2008 ? Starting mid January next year, the SEC ? in cooperation with the Stock Exchange of Thailand (SET), the Thai Listed Companies Association and the Thai Company Secretary Club ? will hold a series of seminar on acquisition/disposal of assets of listed companies under the amended securities law. The seminar entitled, ?Connected Transactions and Acquisition/Disposal of Assets under the Securities and Exchange Act (No. 4) B.E. 2551 (2008)? will run for 10 sessions from Ja...