Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Association of Securities Companies (ASCO) agree that such research should contain complete, useful information for investors to make sound judgments. Thus, ASCO members are asked to provide such material
fines. Meanwhile, the SEC is nearly complete the evidence-gathering process concerning other SHIN-related allegations of which the SEC Board directed a thorough and urgent examination, including the
notification of the Revenue Department’s Director-General.SEC Secretary-General Ruenvadee Suwanmongkol said that the SEC will (1) finalize the regulations establishing these funds by 16 March 2020, (2) waive
Board and the SEC Board, expecting to finalize the supervisory guidelines within the first quarter._________________________
conditional return payment is required as well.Further discussion will be held to finalize relevant rules governing information disclosure and giving of advice for investors? decision making. 2. Investment in
Chairman or a designee by the Chairman to finalize the relevant details of investment and documentation 2. The Board of Directors approved the organization restructure for the Company’s Brazil subsidiaries
>> Project Area Complete by Retail Properties sq.m. NLA Qtr/Year Domestic - BMA Central Village 40,000 3/2019 Open Domestic - Provinces CentralPlaza Ayutthaya TBC 2020 Finalize development plan, construction
after the decommission of the existing Dusit Thani Bangkok Hotel is complete. The construction of the project will be gradually completed by 2023, beginning with the all-new Dusit Thani Bangkok Hotel