Mr. Thawatchai Pittayasophon, Deputy Secretary-General, acting Secretary-General of the Securities and Exchange (SEC), joined the Declaration of Intent on “Fight Against Investment Scammers”, a
information that might adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of
adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of Capital Market
ข่าย เพื่อแสดงพลังและเจตจำนงในการต่อต้านการทุจริต ภายใต้แนวคิด “Fight Against Corruption สู้ให้สุด หยุดการโกง” โดยภายในงานมีการจัดแสดงนิทรรศการเกี่ยวกับการต่อต้านคอร์รัปชันของแต่ละภาคส่วน การแสดงเพื่อ
Anti-Corruption Organization of Thailand (ACT), and various stakeholders to demonstrate collective commitment to fighting against corruption. The event, held under the theme “Fight Against Corruption
, said: ?Annual report and other reports such as quarterly financial statements and management discussion and analysis (MD&A) are a good source of material information on listed companies. The annual
The material events in the proposed rules are those already specified and currently required by the Stock Exchange of Thailand (SET) to be reported by listed companies. The proposed rules would allow
Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material
material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client