improvements in corporate governance (CG) regulation, makes policy recommendations, and provides investors with a benchmark against which to measure corporate governance in Thailand. It is an update of the 2005
when they establish their private contractual relations. This corporate governance framework typically comprises elements of legislation, regulation, self-regulatory arrangements, voluntary commitments
sharehold- ers. Similarly, business cultural preference to pay greater attention to legal and regulatory require- ments as opposed to self regulation might require more emphasis on capacity building of
, reliable forum for a wide variety of products and investment alternatives with reasonable risks and returns for the investing public. With the upcoming inauguration of the deposit insurance regulation, the
outsource ทำได้สะดวกมากขึ้น โดยยกเลิกการต้องขออนุญาตต่อ ก.ล.ต. ก่อน และสามารถ outsource ได้โดยไม่จำกัดประเภทผู้ให้บริการ อย่างไรก็ดี จะมีการเพิ่มบทบาทของผู้ประกอบธุรกิจในการกำกับดูแลด้วยตนเอง (self-regulation
preparing for the FSAP assessment since 2016 by conducting self-assessment, amending regulations and processes to close any regulatory gaps found deviated from the newly published IOSCO Principles (May 2017
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
above, or any actions in good faith that do not include increases in investment, the mutual fund management company shall take following actions: Excess from Increases in Investments