ASSET PLUS FUND MANAGEMENT COMPANY LIMITED| ,Sector Fund | Offering Date : 14/03/2019 - 27/03/2019

DAOL INVESTMENT MANAGEMENT COMPANY LIMITED| ,Sector Fund | Offering Date : 20/05/2020 - 27/05/2020

Mr. Chusak Ruentip Mr. Chusak Ruentip failed to comply with the competent officer's order to testify. The public prosecutor issued a prosecution order against the accused; however, attempt to

Mr. Todsapon Buachaiyo Mr. Todsapon Buachaiyo failed to comply with the competent officer's order. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic

Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the reviewed financial statements for Q2/2013 to the SEC and the SET within the specified period. The

Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q3/2015 to the SEC and the SET within

Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the audited financial statements for the year 2013 ended December 31, 2013

(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee

Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the reviewed financial statements for Q3/2014 to the SEC and the SET within the specified period. The

Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system