of their assets. The SEC, therefore, filed the petition with the Criminal Court for consideration of the extension of the asset attachment period, involving nine entities, namely: the entities from
Bangkok, February 16, 2006 ? The SEC has decided to suspend a former fund manager from the list of approved persons and to penalize an asset management company for inappropriate management of mutual fund investments. 1. Suchart Techaposai, former executive vice president, chief investment officer and mutual fund manager of AJF Asset Management Co., Ltd., made a careless, imprudent decision to invest in bills of exchange issued by Picnic Corporation Plc. ("PICNI"). The SEC, therefore, suspen...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
Bangkok, September 14, 2009 ? The Criminal Court ordered another 60-day extension of asset freeze against 12 alleged offenders on Picnic Corporation Plc. (PICNI) case, namely Suriya Lapvisuthisin
Bangkok, July 2, 2009 ? The Criminal Court ordered another 180-day extension of asset freeze upon five alleged offenders in the S.E.C. Auto Sales and Services Plc. (SECC) case, namely (1) Sompong
Bangkok, March 22, 2013 - The SEC rejected to grant further extension of deadline for Thai Unique Coil Center Plc. (TUCC) to submit its rectified Q2 and Q3/2012 financial statements as well as 2012
along with its creditors sent a letter requesting the CMSB to grant another one-month period extension for their out-of-court negotiation on debt restructuring which is expected to expedite repayment of
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the