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SEC Thailand’s Public Hearing on Extending Scope of Regulatory Sandbox

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=601

SEC proposes extending securities classes qualified for purchasing on margin and placement as collateral to increase purchasing power in margin accounts

The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8345

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. CHATPONG WATANAJIRAJ Approval Type of approval Effective date Expiry date No records to

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000053387

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname น.ส. ชยุดา เจียรวนนท์ Approval Type of approval Effective date Expiry date No records to

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000084178

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. SIRIKHUN TRIWITTAYAKHUN Approval Type of approval Effective date Expiry date No records

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143471

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. CHANAKUNT CHAIWATTANAWASU Approval Type of approval Effective date Expiry date No records

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143473

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Miss ATIKAN NIMMANTERDWONG Approval Type of approval Effective date Expiry date No records to

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143474

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Miss PRADTANAARALI MOHAMMAD AL QURAISH Approval Type of approval Effective date Expiry date

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143484

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. SEAN GORDON COMEAU Approval Type of approval Effective date Expiry date No records to

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143488

List of Approved persons / Licensees

List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. YASUAKI TANAKA Approval Type of approval Effective date Expiry date No records to display

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000152974