The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for...
to ensure its completeness and correctness. Therefore, the SEC considered extending the submission period of the revised financial statements for HTX to be by January 21, 2005.
decision. ?The Basel III tier 2 instruments? complexity and associated risks are different from those of plain debt securities because the holders will be forced to convert them into common shares if the
Thai capital market. SEC Senior Assistant Secretary-General Pravej Ongartsittigul said: ?The public has shown a strong interest in the concept of infrastructure fund. Extending the hearing period
matters for consideration as follows: (1) Extending the maturity period for bond redemption by additional two years, with the new maturity date set for 15 February 2027; 2) Increasing the interest
following matters: (1) Extending the maturity period for bond redemption by additional year, with the new maturity date set for 8 March 2026; (2) Adjusting the principal repayment
committees to obtain sufficient qualitative information from audit firms to support the selection of suitable auditors for the size and complexity of their business, ensure transparency, and promote the
) Minimum Requirements such as Business Continuity Management policy approved by the board of directors, and (2) BCM Guidelines adjustable to corporate sizes and business complexity of the industry operators
) Minimum Requirements such as Business Continuity Management policy approved by the board of directors, and (2) BCM Guidelines adjustable to corporate sizes and business complexity of the industry operators