Bangkok, September 7, 2009 ? the SEC and the Association of Securities Companies (ASCO), at their quarterly meeting held today, have reached a conclusion in the following four major areas of capital market development: 1. Application of sliding scale brokerage fees ? The sliding scale system where brokerage fees will be set according to trading volume will commence as scheduled in early 2010 when the temporary extension of minimum fees expires. There will be no further extension or scale ad...
diversification through sophisticated strategies and innovative financial instruments. All facts, opinions and suggestions garnered from the survey will be taken into account in determining appropriate
expedite the investigation of this particular case. The task force has already conducted interviews with over 400 victims and collaborated with the SEC in verifying relevant information to support
increasingly communicate the progress of market developments to foreigners and expedite the amendments to related laws. Today (December 23, 2004), Mr. Thirachai Phuvanatnaranubala, SEC Secretary-General
applicable, to the SEC and publicly disclosing such information through the SET Electronic Information System within 31 January 2018. The SEC has also urged PACE to expedite the proceeding to provide investors
with the Stock Exchange of Thailand (SET) to expedite the IPO approval process. In addition, the SEC today sent circular letters to all financial advisers requiring them to rigorously perform their due
situations and fair treatment to all types of investors. The regulatory review also aims to promote and maintain stability and efficiency in securities trading. The SET will expedite the reviewing process of
Bangkok, October 15, 2009 ? The SEC is conducting a public consultation on the revision of rules on approval of securities business personnel to streamline and expedite the approval process in line
requiring SECC to arrange for a special audit, the SEC, on December 15, 2008, issued another letter to urge the company?s directors and audit committee members to expedite the process in compliance with the
along with its creditors sent a letter requesting the CMSB to grant another one-month period extension for their out-of-court negotiation on debt restructuring which is expected to expedite repayment of