Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
discrepancy between the two Acts, which one auditor should adhere to? A: The requirement on information disclosure aims to protect auditor who has discovered suspicious circumstance acquired from normal
determine the Issuer’s fight against climate change commitment, thus enabling the investors to make an appropriate assessment of the overall environmental performance. The established variation of the bond’s
with the Cabinet’s resolution and the special holiday schedule established for financial institutions and specialized financial institutions for the year 2023. _________________________
promote good governance standards to advance efficient markets worldwide. Established in 1995 and present in over 45 countries, the ICGN membership includes global investors with assets under management in
granting of such approval shall be in accordance with the rules, conditions and procedures as specified by the SEC. The establishment of a branch office of a financial institution established in accordance
special holiday schedule established for financial institutions and specialized financial institutions for the year 2024, in accordance with the Government’s policy.
33 34 Contents 2 Securities and Exchange Commission Introduction The Securities and Exchange Commission, Thailand (“SEC”), an independent state agency, was established under the promulgation of the