important information and business secrets of the company without approval. He later resigned from the company.  SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended

Rules for Custody of Customer Assets and Essential Details of Custody Agreement

taken into account the important role of PF and DF marketing agents in soliciting investors to use investment management services of such funds. They cover key areas such as (1) the criteria for granting

Report of Important Events of Mutual Funds and Property Investment Trusts and Infrastructure Investment Trusts

deposit of over THB 1 billion.SEC Secretary-General Ruenvadee Suwanmongkol said that the cooperation between the two agencies is beneficial to education which is the most important part in developing the

select from. In so doing, the SEC Board would take into account the candidates’ possession of essential knowledge and experiences for managing the SET operation to ensure the SET stability, credibility and

poverty, consumerism, and ignorance. Poverty has long been one of the most important issues policy makers strive to overcome. When there is insufficient wealth to nourish basic needs, indebtedness could

market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future

Internal Control Sufficiency Evaluation Form Concepts and Objectives Good internal control is essential for a listed company or a public company as it can help preventing, managing, mitigating risks

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:19 ​ ​ Funds/Trust Intermediaries Finance & Products Digital Asset Investors Office operation Important statistics