important information and business secrets of the company without approval. He later resigned from the company.  SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended

Rules for Custody of Customer Assets and Essential Details of Custody Agreement

taken into account the important role of PF and DF marketing agents in soliciting investors to use investment management services of such funds. They cover key areas such as (1) the criteria for granting

Report of Important Events of Mutual Funds and Property Investment Trusts and Infrastructure Investment Trusts

deposit of over THB 1 billion.SEC Secretary-General Ruenvadee Suwanmongkol said that the cooperation between the two agencies is beneficial to education which is the most important part in developing the

Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential

select from. In so doing, the SEC Board would take into account the candidates’ possession of essential knowledge and experiences for managing the SET operation to ensure the SET stability, credibility and

poverty, consumerism, and ignorance. Poverty has long been one of the most important issues policy makers strive to overcome. When there is insufficient wealth to nourish basic needs, indebtedness could

. 2551 (2008) and Section 223 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights and liberties of persons which Section 29 in

inconsistency with the terms and conditions under sub clause (1), (2) and (3). Clause 9 The essential covenants in part of preparation of the register of units, the transfer of units and restriction, and the