Facebook page ชื่อ Stock Exchange for Investment : Unlicensed securities and derivatives business (Disclosure Date : 27/10/2023)
Facebook Page ชื่อ Stock exchange for investment : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
Facebook Page ชื่อ GOLD stock investment : Unlicensed securities and derivatives business (Disclosure Date : 12/07/2024)
Facebook Page ชื่อ Gold stock investment : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)
Facebook page “Gold stock investment” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 19/07/2024)
Equity Investment Consultant 25 25 25 25 25 25 25 25 25 24 24 24 Debt Instrument Investment Consultant 28 28 28 28 28 28 28 28 28 27 26 26 Derivatives Investment Consultant 44 44 44 43 43 43 42 42 42 36 35
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the
Facebook page ชื่อ Stock Exchange for Investment - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 27/10/2566)