Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
several clients include the followings: 1. Using a client?s account to trade securities he had obtained wrongfully for his own interest; 2. Deceiving his clients into transferring their money into a
ZipUp+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to
+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to control the
Bangkok, December 23, 2010 ? The Settlement Committee has imposed a total fine of 833,333.33 baht on Sinsathien Aimpoolsab and Sompis Poopiewngien for using undisclosed information they had obtained
April 2018 and the acquisition of shares in TSEO will occur after FPI has obtained the approval for the entry into the transaction from the shareholders’ meeting and the conditions precedent as set out in
0009/20108 Page 3 of 10 the Acquisition or Disposition Rule. When combining the Transaction with the acquisition of assets acquired during six months preceding the date of the Company’s Board of
the share subscription agreement with TSEO on 26 April 2018 and the acquisition of shares in TSEO will occur after FPI has obtained the approval for the entry into the transaction from the shareholders