Bangkok, August 26, 2014 ?The SEC is seeking public comment on proposed common offering rules for new financial products not falling within a scope of any existing rules. Introducing the common rules

and Singapore, and the revised Memorandum of Understanding on the Streamlined Review Framework for ASEAN Common Prospectus to cover issuances of plain debt securities under a debt issuance

collaboration seeks to build confidence in the Thai capital market, ensuring widespread and fair benefits for all sectors with transparency and trustworthiness. The discussions also covered topics that the SEC

potential shareholding. For Example: Ensuring full and fair information disclosure so that investors have sufficient information for making investment decisions; Enhancing corporate governance of listed

advisers under the “ACMF Pass” initiative launched in 2018, allowing ASEAN investors greater access to professional services.A revised MoU on the Streamlined Review Framework for ASEAN Common

access to professional services. A revised MoU on the Streamlined Review Framework for ASEAN Common Prospectus was also signed by Malaysia, Singapore and Thailand to cover issuances of plain debt

expects that this will contribute to the comprehensive utilization of capital market benefits. However, the SEC’s role does not involve preventing investor losses or ensuring compensation in the event such

/uploads/2022/09/Asia-Engagement-Guide-2022-JP.pdf Corporate engagement in practice: investor feedback and quotes 6 Ensuring effectiveness: maintain an open dialogue • Engagements can be more fruitful when a

. For example, data storage system, management system and custody of client assets. This is to promote flexibility in business operation while ensuring that supervisory guidelines are appropriate and

opportunities, while ensuring that investors would benefit from having professional investment consultants or investment planners provide securities and derivatives trading services according to investors? pre