to ensure its completeness and correctness. Therefore, the SEC considered extending the submission period of the revised financial statements for HTX to be by January 21, 2005.
will advise the SEC regarding misconduct of securities analysts in accordance with professional standards thereby ensuring transparency and fairness of disciplinary procedures. This committee will
ensuring readiness of market participants.
© OECD 2015 5 I) Ensuring the basis for an effective corporate governance framework; The chapter emphasizes the role of corporate governance framework in promoting transparent and fair markets, and the
responsibilities. These responsibilities take different forms, extending from formal rights to exercise votes or to put matters formally in front of other investors, to informal scope for exercising influence on
transactions, concealing such B/E sale by omitting the sale transactions from the company’s accounting records, and concealing the fraud by extending the maturity terms of such B/E issues several times. The