the operators. The report shall, however, contain information as specified by SEC. The required information will enable SEC to efficiently monitor the operator’s progress in resolving the complaints
recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the
clear, and to amend the rule to be more flexible as that the use of proceeds which differs from what stated in the filing will be required to obtain an approval from a shareholders’ meeting only if the
digital assets would be required to include information disclosure through registration with the SEC Office instead of applying for approval. In addition, the requirement for digital asset offering via
all stakeholders and TSFC is required to submit monthly progress report to the SEC.?
appraisers for transactions in capital market in the following manners: (1) Extending the approval period from 2 to 5 years. The lead appraiser, however, is still required to take
Bangkok, August 14, 2008 ? Discussion in the latest quarterly meeting between the SEC and the Association of Investment Management Companies (AIMC) focused on the industry?s efforts to introduce new financial instruments for investor?s choice. SEC Secretary-General Thirachai Phuvanatnaranubala said: ?We discussed potential approaches to make fund investment more attractive and better responsive to different needs of investors.? The meeting has agreed on the following:1. Mutual funds, private fu...