Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such
the existing rule-based approach, in which regulations imposed on market practitioners are quite detailed and prescriptive, the SEC is moving towards a principle-based approach, in which only regulatory
existing rule-based approach, in which regulations imposed on market practitioners are quite detailed and prescriptive, the SEC is moving towards a principle-based approach, in which regulatory intention and
enhance the efficiency of the existing provident funds. Essentially, the key principles of the amendments are as follows: 1. Fund management and structure: e.g., revising provisions to support the
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branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in
of digital asset business operators, the SEC would maintain the existing guidelines prescribed under the Emergency Decree on Digital Asset Businesses, which involve the supervision through licensing
@sec.or.th. The public hearing ends on 17 February 2021. __________________________Remark: Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and