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under Royal Patronage to help lawyers sharpen their capability about class action in capital market cases so that they will be able to deliver justice for investors who were wronged by persons that went

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8768

SEC amends regulations on provision of advisory services for investment in foreign capital market products to enhance efficiency and flexibility

operators, their personnel, and the provision of their services.”The three relevant notifications were published in the Royal Gazette on 16 December 2023. As Thai business operators need to prepare their

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10504

SEC receives Royal Commemorative Pin at the Friends in Need (of “PA”) Fair 2023

Ms. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), received the Royal Commemorative Pin at the Friends in Need (of “PA”) Fair 2023 in front of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10381

Royal enactment 1

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SEC launches initiative to enhance financial reporting ecosystem

Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6077

Public hearing on PVD draft amendments to enhance employees? choices

Bangkok, February 9, 2016 ? The SEC is seeking public comments on draft amendments to several regulations governing provident fund (PVD) management to promote PVD as an effective savings chanel for employees. The revision aims at encouraging employees to save more, save longer, and save smart, to enjoy better quality of life after retirement.The proposed amendments would require that asset management companies comply with the following key regulations: 1) To provide several investment plans f...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6206

SEC proposes to amend regulations to enhance customer complaints’ handling

Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8757

Amendment to regulations of debt securities to enhance investor protection

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=605

SEC opens consultation clinic for business operations and fund raising approval under Royal Decree on Digital Asset Businesses B.E. 2561 (2018)

SEC Secretary-General Ruenvadee Suwanmongkol said “after the royal decree on digital asset businesses, B.E. 2561 came into force since 14 May 2018, it has attracted much interest from the public

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8287

SEC joins MOF’s Royal Kathina Ceremony

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), joined the Royal Kathina Robe Offering Ceremony 2023, which was graciously presented to the Ministry

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10238