SEC Secretary General Ruenvadee Suwanmongkol said that after SEC has initiated the “SEC Caravan to Provincial Areas” project in accordance with the capital market development plan which is in line with the National Strategy in the aspect of providing provincial people with the access to financial services and the capital market, including more understanding of SEC’s roles, in 2019 SEC plans to organize events in four provinces, i.e. Khon Kaen, Nakhon Si Thammarat, Udon Thani and Chiang Mai...
The notification of the Ministry of Finance regarding prescription of conditions for securities company to apply for approval of person to be major shareholder defines the “Major Shareholder” as
SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
on the Thai market were discussed, and regulatory relaxation regarding tender offers was proposed to support share buyback (treasury stock) programs as a means to encourage securities trading
knowledge with students at Rajamangala University of Technology Krungthep. The campaign aims to prepare students for making their own investments, promote saving habits, and encourage financial discipline
setting up of a center or encourage such business operators to be member of credit bureau in order for the exchange of accounts receivables information and also establishing industry benchmark for auditors
business group and encourage proper diversification. The hearing paper can be viewed at the SEC?s website (www.sec.or.th). Comments and suggestions on the matters are invited through the said website until
.......................................................................... 5 Key Findings .................................................................... 11 Commitment and Enforcement ................................ 11 Shareholder Rights
Focus AreaInvestment Tier 4 Tier 3 Tier 2 Tier 1 Engagement Intiatives Join engagement initiatives that encourage more effective climate governance, management and disclosure of GHG emissions and physical