One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices

The “Aom No. 5” campaign’s main objective is to expand investor base, particularly those of working age, encouraging them to be prepared for the future and have saving discipline through dollar cost

Thailand will be, among other things, as follows:(1) it will be a juristic person under the Securities and Exchange Act; (2) its objectives will encompass promoting and supporting the development of the

securities, and revises the law to encompass the digital trading in securities;           (2)  revises overall provisions regarding over-the-counter center i.e., the establishment, qualifications of applicants

, covering the risks of various financial instruments and revision to the definition of special debts to encompass additional categories of outstanding debts. The SEC received valuable feedback and

the Initiatives encompass the entire financial sector, they shall directly result in the sustainable transformation of the financial sector, and indirectly support the transition of the real economy to

should be prescribed. 4. Criteria for selection of personnel for each unit shall encompass the educational background and related work experience. Such personnel should not have record in violation of the

non-public information, operational rules for the prevention of the disclosure of confidential information should be prescribed. 4. Criteria for selection of personnel for each unit shall encompass the

Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...

transparent and encompass the public interest. D. Stock market regulation should support effective corporate governance. Stock markets can play a meaningful role in enhancing corporate governance by