In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
, after the completion of 2013 assessment, 9 listed companies have currently been certified by the CAC; making a total of 28 listed companies as CAC?s certified members. We are very pleased with the
Bank”), the undersigned is pleased to confirm that the Bank had invested 3,349,610 common shares of the Bank’s shareholdings in Perennial HC Holdings Pte. Ltd. (“the Company”) which has registered in
Limited (“the Bank”), the undersigned is pleased to confirm that the Bank had invested 1,111,111 common shares of the Bank’s shareholdings in Siam Solar Generation Company Limited (“the Company”) as follows
Limited (“the Bank”), the undersigned is pleased to confirm that the Bank had hold the common shares in Thai Payment Network Company Limited (“the Company”) as follows: Name of “the Company” : Thai Payment
importance of ESG and the implementation of ESG principles into real practice. We are pleased to support this timely introduction of the Guidelines which will help capital market professionals to integrate
March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange
measures that the SEC and the SET have revised to elevate the quality and good governance of listed companies. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Dr. Pakorn Peetathawatchai, SET