In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
’ sustainability disclosures through the 56-1 One Report and outlined future plans to elevate ESG reporting standards to align with international standards. These efforts aim to strengthen the competitiveness of
supporting the efforts to elevate the quality and governance of listed companies, including those undergoing backdoor listings and resuming trades. During the event, Mr. Paiboon Damrongwaree and Ms. Areerawan
investment plan in significant portion of common shares issued by Sammakorn Plc. (SAMCO). The transaction would turn the fate of {X1} Company amidst a crisis causing cease of its core business operation at
and/or digital tokens of which are liable to be approved by SEC. Therefore, investors are advised to be skeptical if being solicited to invest with DB Hold. SEC has notified DB Hold to cease any
asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to
the measures to prevent COVID-19 by ordering to temporarily cease operation of department stores in Bangkok and upcountry. Furthermore, various sales activities had been stopped or postponed in order to
approval for subsidiary to enter in an agreement to purchase land with structure 24/03/2021 21:07 Inform the BOD Resolution No.3/2021 on Disposal of All Shares in Thai Flexible Pack Company Limited and Cease
days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line