In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
Exchange of Thailand (SET). The second category is dual listing, secondary listing and ASEAN dual offering under ACMF Framework where foreign companies offering equities in Thailand and becoming listed firms
equity offerings both primary listing where foreign companies launch IPOs and become listed firms on the Stock Exchange of Thailand (SET) and dual offering where IPOs by foreign companies are launched in
The management of two agencies discussed on enhancing cooperation between SEC Thailand and the SECC for capital markets development and supervision. This included encouraging listed companies from
Bangkok, August 8, 2014 ? The SEC is seeking public comment on revision of secondary listing regulations to be in consistence with dual offering regulations under which foreign companies launch
SEC and the OAG will collaborate to exchange practical knowledge and experience to elevate the audit quality of listed companies as a whole, which is very important to Thai capital market. This
measures that the SEC and the SET have revised to elevate the quality and good governance of listed companies. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Dr. Pakorn Peetathawatchai, SET
Characteristics Audit Report Timeliness Audit Quality Sample Size 2,116 firm-year observations from 484 companies (2012-2016), listed on the Stock Exchange of Thailand Our sample Non-Funds and Trustees Exclude
elevate their audit work quality to be on par with bigger audit firms. This means the work plan that the SEC supports is a success and the quality of small and medium-sized audit firms is on the rise. In