by submitting the Financial Advisor Application Form FA-1 together with the evidentiary documentation as specified thereunder in accordance with the guideline in the electronic work system of the SEC
effect May 14, 2018, contain salient points as follows. 1. Definition of digital assets: Digital assets shall include cryptocurrencies (an electronic data unit created for the purpose of being a medium of
publicly disclosed through the SET’s Electronic Information System within 30 November 2017. However, PACE has failed to meet the original deadline because the company would like to seek further opinions from
the assumptions used in the fair value measurement, and to publicly disclose such assumptions and the sensitivity analysis on significant factors through the SET’s Electronic Information System within
Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (“Standard Procedures”) and the Usage 3 Manual on Electronic Transmission of Information or other related manuals provided on
) ................................................................................................................................................................. As the user of Company Account with the power and duty related to electronic submission of information to the SEC Office in accordance with the SEC Office’s Standard Procedures for Electronic
Republic of Vietnam; “registration statement” means the registration statement for offer for sale of securities issued by a foreign company; “electronic information” means the information created
securities company shall retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation is made by telephone or via electronic means, the securities
is made by telephone or via electronic means, the securities company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities
possession of prohibited characteristics. − − ✓ 10 In case of applying for a new approval after completing revocation term due to possession of prohibited characteristics, the applicant must have the same