seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
private sector in developing a centralized digital infrastructure. Once completed, the infrastructure will be able to interconnect all service providers and support efficient transfer of information
change the chain of command to bring about more comprehensive and clear situation awareness while the executive reshuffle will also be undertaken. The restructuring will become effective as from August 1
Bangkok, 15 May 2018 ? The SEC will conduct a public hearing on draft regulations to be issued by virtue of the Royal Decree on the Digital Asset Businesses B.E. 2561 (2018), which became effective
Bangkok, April 8, 2015 ? The Capital Market Supervisory Board approved regulations on payment of bounty to the informer as well as payment of gratuity to the arrestor in cases where fine is imposed on insider trading and market manipulation offenders under Sections 241 and 243 of the Securities and Exchange Act B.E. 2535 (1992). The bounty and gratuity will be paid in the amount up to 30% of the fine paid to the court or as ordered by the Settlement Committee. Vorapol Socatiyanurak, SEC Secret...
In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value, including the mutual funds, private funds, and provident funds, is approximately 7.08 trillion Thai baht, or about 44 percent in comparison to the overall GDP of the country. Therefore, if there were any events leading to fluctuations in the investment management business, a significant impact could pro...
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systems. Meanwhile, an information technology system is necessary for achieving the set goals. Hence, the determination of regulations on supervision of derivatives exchanges, efficient use of information
, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement
investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement. ?To achieve these strategic goals, the SEC is striving towards becoming a smarter regulator