the Exchange of Information (IOSCO MMoU) to ensure proper investor protection and effective cross-border enforcement. The offering and listing of foreign securities on the Thai bourse will be allowed

products denominated foreign currencies. The revised regulations will allow business operators to provide services in foreign currency denominated products as permitted under their licenses.  In addition

In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for

lower from last year quarter by THB 15 million. This is due to the reduction in consultant service expenses as follows: 1) Termination of the business advisory and review agreement with the foreign

well. Division 7 Cross-border communication In case where a intermediary has a transaction or a service usage from a foreign service provider, a intermediary should have an effective plan for

effective plan for communication with a foreign regulatory agency, foreign authorities and foreign service providers in order to support in case of the occurrence of emergency incidents causing cross-border

Been Traded or Are Purposed to be Traded on Foreign Exchange (No. 2) dated 10 July 2015 (effective on 20 July 2015). 9 Application for Securitization Project. Clause 18 In the case where it is necessary

Infrastructure Trusts (No. 4) dated 6 March 2017 (effective on 1 June 2017). 3 (1) amount and offering price; (2) period of the offering; (3) detail on the subscription, underwriting and allotment of the units; (4

Directive Given to Authorized Juristic Person (No. 12), and five Notices of the Competent Officer of Foreign Exchange Control, effective November 8, 2019, which contains the salient points as follows: 1

Debenture Bond Basel Convertible Debenture IC Bond SUKUK Structured Debenture DR-Common share Depositary Receipt DR-Convertible debenture Depository Receipt Representing Foreign Securities NVDR Preferred