Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (No. 2)
Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Registration of Derivatives Business Operator In the Category of Derivatives Advisor
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
submitted the client?s securities trading orders via the internet from the IP address of Krungsri Securities for a certain period of time. Wasana admitted and explained that her client was not keen on
Krungsri Securities for a certain period of time. {C} admitted and explained that her client was not keen on investment and asked her to take care of the trading account.{D} failed to perform her duty in