B.E. 2535 (1992). By committing the aforesaid act with a wrongdoing intent, Wichai benefited from the results of the election. Such misconduct is therefore liable to dishonest performance of duty
the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...
คณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จึงปรับปรุงหลักเกณฑ์ที่เกี่ยวข้อง เพื่อรองรับกับมาตรการดังกล่าว โดยขยายขอบเขตการลงทุนของกองทุน Thai ESG เน้นบทบาท บลจ. ในการใช้ fiduciary duty เพื่อ
prepare and submit the accurate financial statement for the year 2019 through the transmission system as prescribed by the Stock Exchange of Thailand resulted from the instruction or the failure to give
Miss Manee Khemthong Between December 25, 2018 and May 22, 2020, Miss Manee Khemthong, at the time incident an Finance & Accounting Director responsible for submitting an accurate and truthful
;), shall be liable for STHAI?s failure to prepare and submit the accurate annual report for the year 2018 (Form 56-2) through the transmission system as prescribed by the Stock Exchange of Thailand resulted
Nok Airlines Public Company Limited Nok Airlines Public Company Limited ("NOK"), a securities issuer, had a duty to prepare and submit the accurate annual updated information statement for
;s failure to prepare and submit the accurate annual updated information statement for the year 2020 (Form 56-1) within the period specified by the notification of the Capital Market Supervisory Board