Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds to both SEC and BOT on a monthly basis. In order to reduce the asset management companies’ reporting burdens, SEC held a discussion with BOT and reached a joint decision that BOT would use information in the report that mutual fund and provident fund operators file with SEC, instead of using BOT’s portfolio and derivative investment aboard (PI...
In October 2024, the SEC conducted a hearing to gather comments from the public and stakeholders on the draft amendments to the IT Regulation and Guideline. Feedback and suggestions from
SEC later conducted a public hearing to gather views and suggestions on the matter from stakeholders during February – March 2023. The finalized amendment to the equity allocation regulations* has
seminar, the SEC will have a follow-up questionnaire to survey the readiness of securities business operators and derivatives brokers for compliance with IFRS/IAS and to gather the problems and concerns of
supervision of major shareholder reflects the actual controlling person, and is seeking public comments from stakeholders to gather and take into consideration the comments for the appropriate revision of
the offering of capital shares to the group of persons and the price thereof as mentioned above to gather complete information before making a decision and passing a resolution
submit comments via the SEC website or email: ekarit@sec.or.th and chawin@sec.or.th. The public hearing ends on 27 March 2021. The SEC will also conduct a live talk to gather public opinions on the
and suitability of ICO portal supervision.The SEC will draft amendments regarding the above matters to gather feedback from stakeholders before issuing notifications of the amendments for enforcement in
financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such