Bangkok, April 25, 2012 ? The SEC is seeking public comment on the draft regulation with a view to strengthening role of compliance unit of business operators in the capital market (securities
Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
Bangkok, April 4, 2013 ? The SEC will revise the rules determining the proportion of investment unit holdings in retail funds to allow greater dispersion of unit holdings, as well as to ensure no
Facebook page "Golden Bars NAV Per Unit" : Unlicensed securities and derivatives business (Disclosure Date : 27/10/2025)
The Securities and Exchange Commission (SEC) organized the SEC Digital Services 2024 seminar under the topic “Digital Horizons: Shaping the Future of the Capital Market.” During the seminar, the SEC presented the 2025 Digital Service Development Plan, aiming to foster a digital transformation of the capital market that supports sustainable economic growth. Additionally, participants shared ideas and experiences on applying technology and innovation to promote the development and supervision of t...
The Securities and Exchange Commission (SEC) hosted an online workshop under the CyberXpert Academy for Capital Market 2025 Initiative for personnel working In IT security or cybersecurity (1st line of defense) fields for business operators in capital markets. The workshop aimed to enhance understanding of how artificial intelligence (AI) can be applied in cybersecurity operations and to improve both strategic efficiency and practical skills, while helping capital market organizations recognize...
The webinar ‘Managing Climate-related Risks and Opportunities in Equity Analysis and Investment’ held on 23rd November 2023 was co-organized by the Securities and Exchange Commission (SEC), CFA Institute and CFA Society Thailand to provide insights into how capital market professionals could integrate climate-related risks and opportunities into their analysis and investment decisions. In addition, it also served as a forum for leading institutional investors, financial firms, and public s...
SEC Secretary-General Ruenvadee Suwanmongkol, and SET President Pakorn Peetathawatchai together with the management team of both agencies met in the third quarterly meeting of 2019 to discuss policies and guidelines for working together on September 25, 2019 at the SEC Office. They shared the opinion on driving the capital market with guidelines to support SMEs to access funding sources in the capital market. Meanwhile, there will be measures to upgrade investor protection in line with in...
line with UN Sustainable Development Goals.”SET President Pakorn Peetathawatchai said with SET’s key strategy, “Creating Partnership Platform to Drive Inclusive Growth” aiming to be a comprehensive