, marketplace and community. “We continue to prioritize diversity, equity, and inclusion in the workplace, striving for concrete change from all stakeholders to foster a business ecosystem in Thailand that
During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
หัวข้อ “Gender Diversity for a Fair Business Environment” โดยได้กล่าวถึงแนวทางการดำเนินการที่สำคัญของ ก.ล.ต. ในการส่งเสริมเรื่องความเท่าเทียมกันทางเพศ ซึ่งเป็นเป้าหมายหนึ่งของเป้าหมายการพัฒนาที่ยั่งยืนของ
สำนักงาน ก.ล.ต. ทั้งนี้ นางวรัชญา ศรีมาจันทร์ รองเลขาธิการ ก.ล.ต. ได้กล่าวปาฐกถาในหัวข้อ “Diversity and inclusion in the 21st century” ซึ่งให้ความสำคัญต่อการดำเนินธุรกิจที่คำนึงถึงการยอมรับในความหลากหลาย การ
The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...
category and item which all affect the scores. Therefore, it is gratifying that Thai listed companies are still able to maintain their leadership in the ASEAN region." said Mr. Prasan Chuaphanich
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
development of emerging markets.Additionally, Mrs. Sittasri was a panelist in the GEMC Workshop Seminar titled, "Developing Green Finance and Increasing the Diversity of Available Investment Products" under the